UNIVERSE. A security must be listed and traded on a nationally recognized securities exchange in the U.S. and issued by a company in the peer-to-peer lending ecosystem.
ELIGIBILITY MARKET CAP. A security must have a market capitalization of at least $75 million.
LISTING TIMING. A security must be listed for trading at the end of each calendar quarter.
FINANCIAL VIABILITY. A security must have monthly trading volume of at least 250,000 or average notional value of monthly trades of at least $25 million over the prior six months, or lower volumes provided that any such securities are limited to no greater than 30% by market value.
MAXIMUM SECURITY WEIGHTS
Peer-to-Peer Lending and Equity Crowdfunding Platforms (P2P)
Financial Institutions with a Dedicated Peer-to-Peer Lending and Equity Crowdfunding Platform (FI)
Social Network(ing) Platforms (SN)
Providers of Technology and Software Solutions to the Peer-to-Peer Lending and Equity Crowdfunding Industry (T&S)
Modified Capitalization Weighted
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